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- Packaged Product Disclosures
- SEC Order Execution/Routing Disclosures
- Advisory vs Brokerage Relationships
- Extended Hours Trading
- Forward-Looking Statements
- Callable Securities Procedures
- Updates to Arbitration Disclosures
- Important Information on Penny Stocks
- Day-Trading Risk Disclosure Statement
- 529 Program Disclosure Documents
- Raymond James SHRM Solicitors Disclosure
- Understanding 529 Plan to Roth IRA Rollovers
- Business Continuity Planning Disclosure Statement
- Disclosure Trading Practices
- Third Party Payments
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- Mutual Fund Investing at Raymond James
- Structured Investment Compensation at Raymond James
- Annuity Compensation at Raymond James
- Unit Investment Trusts at Raymond James
- Alternative Investments Compensation at Raymond James
- Exchange-Traded Product Investing at Raymond James
- Insurance Product Compensation
Non-Networking and Service Partners
The following fund families do not provide Raymond James with industry standard operational support payments and are subject to certain transaction fees beginning in 2014. This list will be updated on a periodic basis based on contract reviews.
- Colorado Bondshares
- Dodge & Cox
- Fairholme
- Firsthand
- Heartland I & II
- Longleaf Partners
- MPAM
- Vanguard